{"id":35733,"date":"2024-06-03T12:00:47","date_gmt":"2024-06-03T09:00:47","guid":{"rendered":"https:\/\/www.maxcorp.eu\/eng\/?page_id=35733"},"modified":"2025-09-12T19:52:43","modified_gmt":"2025-09-12T16:52:43","slug":"aml-compliance","status":"publish","type":"page","link":"https:\/\/www.maxcorp.eu\/eng\/aml-compliance\/","title":{"rendered":"AML Compliance Solutions"},"content":{"rendered":"

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Establish Your Local AML Team with Certified Experts<\/h2>\n\t\t\t\t\t<\/div>[vc_column_text]<\/p>\n
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\"AMLWe specialize in supplying financial institutions, including CASPs and EMIs, with accredited and regulator-accepted Money Laundering Reporting Officer (MLRO), Compliance Officer (CO),\u00a0 Data Protection Officer (DPO) and\/or Chief Information Security Officer (CISO) specialists<\/strong><\/span><\/span>.<\/p>\n

We can also manage the administrative infrastructure, including but not limited to setting up a local physical office and providing employees day-to-day management. More than 50 regulated companies in Lithuania, Latvia, Estonia, the Czech Republic and Poland trust our solutions.<\/strong><\/p>\n

Our AML compliance solutions, used by industry leading companies, enable to reap the benefits of certified professionals and regulatory compliance through flexible service plans. <\/strong>Outsourcing compliance personnel roles often makes business sense as it saves time (no HR issues), provides value (synergized approach) and helps to mitigate expenses related risks (quick substitutes and relationship exit). In addition, we can supply AML compliance teams to manage back-office functions and provide AML training, but we do not provide software infrastructure (KYC\/KYT) solutions<\/span><\/span>.<\/p>\n

Our tailored packages are particularly valuable for EMIs, PIs, CASPs and other regulated fintech businesses <\/strong>as we can establish local management and compliance teams to meet regulatory requirements in any stage of the business. Most of our candidates have at least five years industry experience, higher education and in some cases also ex-regulator background.<\/p>\n<\/div>\n<\/div>\n<\/div>\n

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Quick summary<\/h3>\n\t\t\t\t\t<\/div>\t \n\t\t
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We provide direct employment from candidate pool as well as optional outsourcing solutions in Lithuania, Latvia, Estonia, Czechia, Poland, Switzerland and Canada<\/p>\n<\/div>\n\t\t<\/div>\n\t\t \n\t\t

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MLRO, CO, DPO and CISO roles are most widely sourced with our support for EMIs, PIs and CASPs<\/p>\n<\/div>\n\t\t<\/div>\n\t\t \n\t\t

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We support 5 of the TOP20 crypto exchanges in the world, among 50+ other regulated companies<\/p>\n<\/div>\n\t\t<\/div>\n\t\n\t\t<\/div>\n\t

Book a call \u00bb<\/span><\/a><\/div>
Contact form \u00bb<\/span><\/a><\/div>[\/vc_column][\/vc_row][vc_row rt_row_background_width=”fullwidth” rt_row_content_width=”default” rt_row_style=”default-style” rt_row_height=”” rt_column_gaps=”” rt_row_shadows=”” rt_row_paddings=”true” rt_row_borders=”” rt_bg_effect=”classic” rt_transparent_bg=”false” rt_bg_image_repeat=”repeat” rt_bg_size=”cover” rt_bg_position=”right top” rt_bg_attachment=”scroll” rt_bg_layer=”” rt_bg_video_format=”self-hosted” rt_padding_bottom=”0″][vc_column rt_col_paddings=”true” rt_wrp_col_paddings=”false” rt_column_shadow=”” rt_border_top=”” rt_border_bottom=”” rt_border_left=”” rt_border_right=”” rt_border_top_mobile=”” rt_border_bottom_mobile=”” rt_border_left_mobile=”” rt_border_right_mobile=”” rt_bg_image_repeat=”repeat” rt_bg_size=”auto auto” rt_bg_position=”right top” rt_bg_attachment=”scroll”]
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AML Compliance Team Roles and Responsibilities<\/h2>\n\t\t\t\t\t<\/div>[vc_column_text css=”.vc_custom_1717498636344{margin-bottom: 15px !important;}”]<\/p>\n

Maintaining in-house programs for AML, general compliance, and data protection can be complex and costly. Financial institutions often face challenges such as sourcing qualified personnel, staying updated with evolving regulations and managing compliance costs. We can provide cost-effective solutions, access to specialized expertise, flexibility, and the ability to focus on core business activities.<\/p>\n

Depending on the specific case and target objective(s), we can support with sourcing AML team candidates and presenting them for interviews for the company management of the financial institution, or in same cases (upon regulatory applicability) also provide outsourced solutions from our own team<\/strong> (e.g. DPO role can be outsourced in most jurisdictions). Further, upon building the team we can also support with setting up a physical office and managing the team day-to-day whilst providing training, a desirable working environment and reports to the management.<\/strong> The main areas of responsibility for the core compliance team roles are as follows:<\/p>\n

[\/vc_column_text][\/vc_column][\/vc_row][vc_row rt_row_background_width=”fullwidth” rt_row_content_width=”default” rt_row_style=”default-style” rt_row_height=”” rt_column_gaps=”” rt_row_shadows=”” rt_row_paddings=”true” rt_row_borders=”bottom” rt_bg_effect=”classic” rt_transparent_bg=”false” rt_bg_image_repeat=”repeat” rt_bg_size=”cover” rt_bg_position=”right top” rt_bg_attachment=”scroll” rt_bg_layer=”” rt_bg_video_format=”self-hosted” rt_margin_top=”0″ rt_margin_bottom=”0″ rt_padding_top=”7″ rt_padding_bottom=”7″][vc_column width=”2\/3″ rt_col_paddings=”true” rt_wrp_col_paddings=”false” rt_column_shadow=”” rt_border_top=”” rt_border_bottom=”” rt_border_left=”” rt_border_right=”true” rt_border_top_mobile=”” rt_border_bottom_mobile=”” rt_border_left_mobile=”” rt_border_right_mobile=”” rt_bg_image_repeat=”repeat” rt_bg_size=”auto auto” rt_bg_position=”right top” rt_bg_attachment=”scroll” rt_bg_color=”” rt_bg_overlay_color=”” rt_margin_bottom=”0″][vc_tta_tabs][vc_tta_section i_icon_fontawesome=”fas fa-users” add_icon=”true” title=”MLRO” tab_id=”1717495008174-9d45a86b-7ed4″][vc_column_text]A Money Laundering Reporting Officer (MLRO)<\/strong>\u00a0is responsible for overseeing AML compliance. The MLRO ensures that the company adheres to regulatory requirements and reports any suspicious activities.<\/p>\n

Key Functions:
\n<\/strong>Specialized role focused on preventing money laundering and financial crimes.
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\n<\/strong>Scope of Responsibility<\/strong>:
\nFocuses specifically on AML compliance, monitoring financial transactions for suspicious activity, and ensuring adherence to AML regulations.<\/p>\n

Primary Duties:
\n<\/strong>Develops and implements AML policies, conducts risk assessments, monitors transactions, reports suspicious activities to authorities, and ensures ongoing staff training on AML regulations.[\/vc_column_text][\/vc_tta_section][vc_tta_section i_icon_fontawesome=”fas fa-users” add_icon=”true” title=”CCO” tab_id=”1717495008202-993d275c-ab39″][vc_column_text]A Chief Compliance Officer (CCO)\u00a0<\/strong>is responsible for ensuring that a company complies with external regulations and internal policies. This role encompasses a broad range of compliance areas, including AML, data protection, consumer protection, and other regulatory requirements.<\/p>\n

Key Functions:
\n<\/strong>Generalist role ensuring overall regulatory compliance and risk management.
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\n<\/strong>Scope of Responsibility<\/strong>:
\nCovers a wider range of compliance areas, including AML, data protection, consumer rights, and other regulatory matters affecting the company.<\/p>\n

Primary Duties:
\n<\/strong>Develops and enforces compliance policies across all areas, conducts regular audits, ensures the company meets all regulatory requirements, provides training on compliance matters, and acts as a liaison with regulatory bodies.s.[\/vc_column_text][\/vc_tta_section][vc_tta_section i_icon_fontawesome=”fas fa-users” add_icon=”true” title=”DPO” tab_id=”1717495042309-fe17bec4-7b87″][vc_column_text]A Data Protection Officer (DPO)\u00a0<\/strong>is responsible for overseeing a company\u2019s data protection strategy and implementation to ensure compliance with data privacy laws. The DPO monitors compliance, manages data protection activities, provides guidance on data processing, and acts as a liaison with regulatory authorities on data protection matters.<\/p>\n

Key Functions:
\n<\/strong>Specialized role focused on protecting personal data and ensuring privacy compliance.
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\n<\/strong>Scope of Responsibility<\/strong>:
\nFocuses on data protection, ensuring compliance with data privacy laws such as GDPR, managing data protection policies, and handling data breaches.<\/p>\n

Primary Duties:
\n<\/strong>Oversees data protection strategy, ensures compliance with data protection laws, conducts data protection impact assessments, provides training on data protection, and reports data breaches to regulatory authorities.[\/vc_column_text][\/vc_tta_section][vc_tta_section i_icon_fontawesome=”fas fa-users” add_icon=”true” title=”Other C-Level roles” tab_id=”1717498759005-cbd3e485-4bff”][vc_column_text]We can also identify and recruit local candidates for key roles such as Chief Executive Officer (CEO), Chief Financial Officer (CFO), Chief Operating Officer (COO), and Chief Technology Officer (CTO). We offer tailored recruitment solutions designed to meet the regulatory compliance requirements.[\/vc_column_text][\/vc_tta_section][\/vc_tta_tabs][\/vc_column][vc_column width=”1\/3″ rt_col_paddings=”true” rt_wrp_col_paddings=”false” rt_column_shadow=”” rt_border_top=”” rt_border_bottom=”” rt_border_left=”” rt_border_right=”” rt_border_top_mobile=”” rt_border_bottom_mobile=”” rt_border_left_mobile=”” rt_border_right_mobile=”” rt_bg_image_repeat=”repeat” rt_bg_size=”auto auto” rt_bg_position=”right top” rt_bg_attachment=”scroll”]

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\n\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\tWe provide several approach possibilities for meeting regulatory substance requirements, e.g. with setting up a local physical office and sourcing qualified professionals for direct employment of Compliance Officer (CO) and Money Laundering Reporting Officer (MLRO) roles, including support with on-going training, office and team management.\n\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t<\/p>\n\t\t\t\t\t\t\t\n\t\t\t\t\t<\/div>[\/vc_column][\/vc_row][vc_row rt_row_background_width=”fullwidth” rt_row_content_width=”default” rt_row_style=”default-style” rt_row_height=”” rt_column_gaps=”” rt_row_shadows=”” id=”mica” rt_row_paddings=”true” rt_row_borders=”bottom” rt_bg_effect=”classic” rt_transparent_bg=”false” rt_bg_image_repeat=”repeat” rt_bg_size=”cover” rt_bg_position=”right top” rt_bg_attachment=”scroll” rt_bg_layer=”” rt_bg_video_format=”self-hosted” rt_margin_top=”0″][vc_column id=”#price” rt_col_paddings=”true” rt_wrp_col_paddings=”false” rt_column_shadow=”” rt_border_top=”” rt_border_bottom=”” rt_border_left=”” rt_border_right=”” rt_border_top_mobile=”” rt_border_bottom_mobile=”” rt_border_left_mobile=”” rt_border_right_mobile=”” rt_bg_image_repeat=”repeat” rt_bg_size=”auto auto” rt_bg_position=”right top” rt_bg_attachment=”scroll” rt_padding_top=”0″ rt_bg_color=”” rt_bg_overlay_color=”” rt_margin_top=”0″]

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How to Start the Process<\/h2>\n\t\t\t\t\t<\/div>[vc_column_text css=”.vc_custom_1735375098560{margin-bottom: 0px !important;border-bottom-width: 0px !important;}”]<\/p>\n

Our onboarding process begins with an introductory call with the aim to understand the specific needs, and to set clear objectives. Once we have an understanding of the requirements, we source and present candidates tailored to the specifications. We provide a selection of qualified candidates to choose from, ensuring that they align closely with the organizational culture and objectives. Beyond initial placement, we offer ongoing management and support.<\/p>\n

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